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Self-regulatory organizations
Results: 6954

#	Item
541	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]March 11, 2015 Self-Regulatory Organizations; The Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-11 17:23:50 Finance Investment International Securities Exchange Securities Exchange Act Market maker Self-regulatory organizations London Stock Exchange Chicago Stock Exchange Financial markets Financial economics United States securities law
542	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 12, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-12 13:52:56 Financial regulation OTC Bulletin Board Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority ACT Over-the-counter Securities and Exchange Commission Self-regulatory organization United States securities law Financial economics Financial system
543	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]March 10, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-11 07:54:58 Financial economics Direct Edge Finance Stock market New York Stock Exchange NASDAQ Securities Exchange Act Electronic communication network NYSE Euronext Economy of the United States NYSE Arca New York City
544	Effective from 17 November[removed]TERMS AND CONDITIONS FOR INVESTOR PARTICIPANTS[removed] Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2014-11-17 01:44:01 Financial system Stock market Financial markets Self-regulatory organizations Security Settlement Depository Trust & Clearing Corporation Clearing House Automated Transfer System Repurchase agreement Financial economics Finance Securities
545	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]March 12, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-12 17:44:03 Business Stock market Investment Rebate Short Market maker Securities Exchange Act Volume Financial markets Financial economics Finance
546	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]March 11, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-11 17:23:21 73rd United States Congress United States NASDAQ Securities Exchange Act Financial economics IntercontinentalExchange U.S. Securities and Exchange Commission NASDAQ Canada Economy of the United States United States securities law United States Securities and Exchange Commission
547	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]March 13, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Granting Approval to Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-13 14:37:06 Finance Stock market Mathematical finance Order Futures contract Market maker Algorithmic trading Securities Exchange Act Financial economics Financial markets Investment
548	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISEGemini[removed]March 13, 2015 Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-13 14:37:21 Finance Stock market Financial services United States securities law Broker-dealer Fixed income market Securities Exchange Act Order Market maker Financial economics Financial markets Investment
549	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]March 4, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 10:15:41 Financial markets Financial regulation Short selling NYSE Arca Securities Exchange Act Exchange-traded fund Short U.S. Securities and Exchange Commission New York Stock Exchange Financial economics Investment Finance
550	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]March 4, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 10:22:47 Exchange-traded funds MSCI EAFE Chicago Board Options Exchange MSCI Index IShares Futures contract Stock market index future MSCI World Financial economics Investment Economics

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